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Jacob William Bain

Stifel, Nicolaus & Company, Incorporated

West Bend, WI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-08
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED_RES
    Since 2018-05-08
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

125 E. Water Street, West Bend, WI 53095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B.C. Ziegler And Company West Bend WI 11/2012 03/2018
Stifel, Nicolaus & Company, Incorporated West Bend WI 03/2018 Present
Previous Registrations
  • 2012-11-28 → 2018-03-16
    B. C. Ziegler And Company
    West Bend, WI
    Chicago, IL
  • 2012-06-11 → 2012-10-22
    Edward Jones
    St Louis, MO
    Menomonie, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-13
  • S66 Uniform Combined State Law Examination
    2012-04-13
Other Names
  • Jacob W Bain
  • Jacob William Bain

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST BEND, WI
CWP PRIVATE WEALTH MANAGEMENT · WEST BEND, WI
CAPITAL WEALTH ADVISORS, LTD. · WEST BEND, WI
LARSON WEALTH MANAGEMENT, LLC · WEST BEND, WI
HBW RIA SERVICES, LLC · WEST BEND, WI
THRIVENT INVESTMENT MANAGEMENT INC. · WEST BEND, WI
THRIVENT INVESTMENT MANAGEMENT INC. · WEST BEND, WI
J.P. MORGAN SECURITIES LLC · WEST BEND, WI

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