Shaun D Bensol

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-23
CT	RA	APPROVED	2021-08-02
NY	RA	APPROVED	2021-08-02

TX RA
APPROVED

Since 2021-08-23
CT RA
APPROVED

Since 2021-08-02
NY RA
APPROVED

Since 2021-08-02

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Securities (Usa) Inc.	New York	NY	02/2014	01/2021
Hsbc Bank Usa, N.A.	New York	NY	08/2016	01/2021
Morgan Stanley	New York	NY	02/2021	Present

02/2014 → 01/2021

Hsbc Securities (Usa) Inc.

New York, NY
08/2016 → 01/2021

Hsbc Bank Usa, N.A.

New York, NY
02/2021 → Present

Morgan Stanley

New York, NY

Other Businesses

*423702 - ClydeSoFly.com; Investment related -Yes; Woodbury, New York; Retail/Online Stores; Sports and Fashion blogger (proprietor, partner, officer, director, employee, trustee, agent); 10/2013; During business hours: 0; After business hours: 1; Sales/Marketing

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-02
S63	Uniform Securities Agent State Law Examination	2012-06-22

S65 Uniform Investment Adviser Law Examination

2021-08-02
S63 Uniform Securities Agent State Law Examination

2012-06-22

Other Names

Shaun David Bensol

View on SEC IAPD