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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-05-07
  • MA RA
    APPROVED
    Since 2018-05-07

Branch Locations

422 Mariano Bishop Blvd Cabral Financial Group Llc, Fall River, MA 02721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities, Llc Bridgewater MA 02/2012 08/2020
New York Life Ins Co Bridgewater MA 02/2012 08/2020
Eagle Strategies Llc Bridgewater MA 05/2018 08/2020
Cabral Financial Group, Llc Johnston RI 06/2019 Present
Mml Investors Services Warwick RI 08/2020 Present
Mass Mutual Life Insurance Company Warwick PR 08/2020 Present
Quinn Wealth Strategies, Llc Bridgewater MA 09/2020 05/2024
Riverrise Financial, Llc Johnston RI 01/2025 Present
  • 02/2012 → 08/2020
    Nylife Securities, Llc
    Bridgewater, MA
  • 02/2012 → 08/2020
    New York Life Ins Co
    Bridgewater, MA
  • 05/2018 → 08/2020
    Bridgewater, MA
  • 06/2019 → Present
    Cabral Financial Group, Llc
    Johnston, RI
  • 08/2020 → Present
    Mml Investors Services
    Warwick, RI
  • 08/2020 → Present
    Mass Mutual Life Insurance Company
    Warwick, PR
  • 09/2020 → 05/2024
    Quinn Wealth Strategies, Llc
    Bridgewater, MA
  • 01/2025 → Present
    Riverrise Financial, Llc
    Johnston, RI
Other Businesses

[OPERATING UNDER THE DBA NAME OF Cabral Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ; START DATE:6/2019; 5 hours per month with none during securities hours] [Rental Property - Ponta Delaga Portugal; Purchasing Condo in Portugal that I may rent as Airbnb property.; Rua Morgado Botelho, nº4 piso 2 fração dto, 9500-333 Ponta Delgada; Start Date 10/2022; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours][Real Estate Investments; house flipping; 9 Chabot St Westport MA 02790; Start Date 07/2024; Role/Title: Partner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RiverRise Financial, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; Associate; ; START DATE:01/2025]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-23
S63 Uniform Securities Agent State Law Examination 2012-03-12
  • S65 Uniform Investment Adviser Law Examination
    2018-04-23
  • S63 Uniform Securities Agent State Law Examination
    2012-03-12

View on SEC IAPD

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