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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2012-05-25 |
Branch Locations
340 North Wisconsin St, De Pere, WI 54115 • United States
499 N New Franken Road, New Franken, WI 54229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2012 | Present |
DBA: VOYAGEUR FINANCIAL GROUP, LLC; 8/19 - VoyaJones LLC, owner; 4/2024 - Rockland Heights Condo Association - 1682 Swan Rd DePere WI 54115 - President - 4 hrs month; Administrator or executor of an estate or trustee of a trust for a non-family or family member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-09 |
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