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Ryan Joseph Lancaster

Capital Client Group, Inc.

Syracuse, NY

Los Angeles, CA

CRD 6025165

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-27
NY RA APPROVED 2026-08-27
  • CA RA
    APPROVED
    Since 2026-08-27
  • NY RA
    APPROVED
    Since 2026-08-27

Branch Locations

Syracuse, NY • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Annuities Distrib.'s, Inc./Prudential Ins. Co. Of Am. Shelton CT 10/2016 12/2020
Unemployed Bronx NY 08/2016 10/2016
Nuveen Asset Management, Llc/Nuveen Securities, Llc New York NY 03/2021 09/2023
T. Rowe Price Associates, Inc. / T. Rowe Price Inv. Svcs., Inc. Syracuse NY 09/2023 07/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 08/2026 Present
Cornell University Ithaca NY 08/2022 05/2024
  • 10/2016 → 12/2020
    Prudential Annuities Distrib.'s, Inc./Prudential Ins. Co. Of Am.
    Shelton, CT
  • 08/2016 → 10/2016
    Unemployed
    Bronx, NY
  • 03/2021 → 09/2023
    Nuveen Asset Management, Llc/Nuveen Securities, Llc
    New York , NY
  • 09/2023 → 07/2026
    T. Rowe Price Associates, Inc. / T. Rowe Price Inv. Svcs., Inc.
    Syracuse, NY
  • 08/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
  • 08/2022 → 05/2024
    Cornell University
    Ithaca, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-15
S63 Uniform Securities Agent State Law Examination 2013-08-29
  • S65 Uniform Investment Adviser Law Examination
    2021-01-15
  • S63 Uniform Securities Agent State Law Examination
    2013-08-29
Designations
  • Certified Financial Planner
Other Names
  • Ryan J Lancaster
  • Ryan Lancaster

View on SEC IAPD

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