Gregory W Johnson

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-03-08
WI	RA	APPROVED	2012-11-05

TX RA
APPROVED_RES

Since 2021-03-08
WI RA
APPROVED

Since 2012-11-05

Branch Locations

1815 Executive Dr Ste 2, Oconomowoc, WI 53066 • United States

10361 W Innovation Dr Ste 300, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Ins Company	Oconomowoc	WI	02/2012	Present
Principal Securities	Oconomowoc	WI	02/2012	Present
Union Financial Inc	Oconomowoc	WI	07/2012	Present
Synder Financial Services, Llc	Oconomowoc	WI	02/2014	Present
Lake Country Financial Services	Oconomowoc	WI	08/2019	Present

02/2012 → Present

Principal Life Ins Company

Oconomowoc, WI
02/2012 → Present

Principal Securities

Oconomowoc, WI
07/2012 → Present

Union Financial Inc

Oconomowoc, WI
02/2014 → Present

Synder Financial Services, Llc

Oconomowoc, WI
08/2019 → Present

Lake Country Financial Services

Oconomowoc, WI

Other Businesses

**OUTSIDE INSURANCE, SELLING FIXED ANNUITIES, FIXED LIFE INSURANCE, DISABILITY & LONG-TERM CARE INSURANCE THROUGH VARIOUS CARRIERS, 11/6/13. **Snyder Financial Services, LLC; Investment Related; Oconomowoc, WI; Owner; Start Date: 02/01/214; 130 hrs per month; 130 during trading hours. **INSURANCE POSITION: Partnership NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 130 START DATE: 04/25/2024 ADDRESS: 1815 Executive Dr. #2, Oconomowoc WI 53066, United States DESCRIPTION: Brandon Littleton and I are equal partners of Lake Country Financial Services, LLC. We offer life insurance, DI insurance, retirement planning, asset/investment management, 401k's, etc. **GARY'S AUTO REPAIR, INC POSITION: Partner 1/3 owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2025 ADDRESS: 703 Main St., Delafield WI 53018, United States DESCRIPTION: I have bought into 1/3 ownership of Gary's Auto Repair, Inc. I will be a silent partner not involved in day to day operations. I will be consulting with the other 2/3 owner, Erick Zellner, monitoring the business, financial statements, and trying to help grow the business and create greater cost efficiencies, better processes, and profitability.