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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-11 |
Branch Locations
8150 N Central Expressway Ste 1600, Dallas, TX 75206-1883 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Dallas | TX | 09/2013 | 01/2018 |
| Level Four Advisory Services | Dallas | TX | 04/2014 | 01/2018 |
| Gilhang Financial Group | Dallas | TX | 05/2013 | 11/2017 |
| Guardian Life Insurance | Dallas | TX | 02/2018 | 03/2022 |
| Park Avenue Securities | Dallas | TX | 01/2018 | 03/2022 |
| Mml Investors Services, Llc | Dallas | TX | 04/2022 | Present |
| Mass Mutual Insurance Company | Dallas | TX | 03/2022 | Present |
| Gilhang & Hays Financial Management Group Llc | Dallas | TX | 11/2017 | Present |
| Level Four Insurance Services | Dallas | TX | 09/2013 | 01/2018 |
(1)Name: Evan Hays LLC Inv rel: Y Add: 8150 N Central Expressway Suite 1600 Dallas TX 75206 Nature: Outside Insurance; property and casualty Position: P&C Insurance Agent Start date: 10/07/2020 No. HR/MO: 15 No. HR/MO dur trading: 8 (2)Name: Young Living Essential Oils Inv rel: N Add: 3125 Executive Parkway Lehi UT 84043 Nature: Multi-Level Marketing Position: Independent Distributor Start date: 09/01/2012 No. HR/MO: 1 No. HR/MO dur trading: 0 Describe duties: Independent distributor of health and nutritional products, but do not actively sell the products. (3)Name: Gilhang & Hays Financial Management Group, LLC Inv rel: Y Add: 8150 N Central Expressway Suite 1600 Dallas TX 75206 Nature: Other; DBA for Financial Planning and Insurance Services Position: Partner Start date: 05/2018 No. HR/MO: 160 No. HR/MO dur trading: 160 (4)Name: Evan Hays LLC Inv rel: Y Add: At Residential Address Nature: Other; Entity used to pay bills, expenses, etc. that are correlated to financial service business Position: Owner Start date: 12/14/2018 No. HR/MO: 0 No. HR/MO dur trading: 0 (5) Name: DASG, LLC Inv rel: Y Add: 8150 N. Central Expressway, Suite 1975 Dallas TX 75206 Nature: Accounting, Tax, and Business Consulting Position: Tax Planning Advisor Start date: 07/19/2023 No. HR/MO: 20. No. HR/MO during sec trading: 2. Describe duties: Administrative Duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-27 |
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