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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-01
ME RA APPROVED 2016-02-04
  • TX RA
    APPROVED_RES
    Since 2025-05-01
  • ME RA
    APPROVED
    Since 2016-02-04

Branch Locations

2 Elm St, Camden, ME 04843 • United States

188 Main St, Thomaston, ME 04861 • United States

300 Main St, Rockland, ME 04841 • United States

145 Elm Street, Camden, ME 04843 • United States

156 Main St, Belfast, ME 04915 • United States

17 Belmont Ave, Belfast, ME 04915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rockland ME 02/2016 Present
Previous Registrations
Other Businesses

(1) 02/04/2016: Camden Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-06
S63 Uniform Securities Agent State Law Examination 2012-04-20
  • S65 Uniform Investment Adviser Law Examination
    2014-05-06
  • S63 Uniform Securities Agent State Law Examination
    2012-04-20

View on SEC IAPD

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