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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-11
  • FL RA
    APPROVED
    Since 2022-03-11

Branch Locations

Fernandina Beach, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2014 02/2022
Bank Of America, N.A. Jacksonville FL 02/2017 02/2022
Gwfs Equities, Inc Greenwood Village CO 01/2022 Present
Advised Assets Group, Llc Greenwood Village CO 01/2022 Present
  • 12/2014 → 02/2022
    Jacksonville, FL
  • 02/2017 → 02/2022
    Bank Of America, N.A.
    Jacksonville, FL
  • 01/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 01/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

I*432182 For profit or not for profit: Entity For Profit Name of outside business organization: SunShine Home Services LLC Investment related: N Address of business: Yulee, Florida, 32097 Nature of business: Position, title, association: Start date of relationship: 6.2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , My younger brother has started his own home inspection and remodeling business, he has asked me to invest

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-30
S63 Uniform Securities Agent State Law Examination 2012-04-23
  • S66 Uniform Combined State Law Examination
    2015-01-30
  • S63 Uniform Securities Agent State Law Examination
    2012-04-23
Other Names
  • John Dirk Flexon
  • John Dirk Flexon
  • John Dirk Flexon

View on SEC IAPD

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