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Carter Brooks Nicholson

State Farm Investment Management Corp.

Athens, GA

Buford, GA

CRD 6024508

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-23
FL RA APPROVED 2024-05-08
GA RA APPROVED 2024-03-08
SC RA APPROVED 2024-03-06
  • AL RA
    APPROVED
    Since 2025-07-23
  • FL RA
    APPROVED
    Since 2024-05-08
  • GA RA
    APPROVED
    Since 2024-03-08
  • SC RA
    APPROVED
    Since 2024-03-06

Branch Locations

Athens, GA • United States

3331 Hamilton Mill Rd Ste 2202, Buford, GA 30519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carter Nicholson Insurance Agency Atlanta GA 10/2012 12/2024
State Farm Vp Management Corp. Atlanta GA 10/2012 12/2024
State Farm Investment Management Corp Atlanta GA 11/2015 06/2019
State Farm Investment Management Corp Atlanta GA 03/2024 12/2024
State Farm Investment Management Corp Buford GA 12/2024 Present
Carter Nicholson Insurance Agency Buford GA 12/2024 Present
State Farm Vp Management Corp. Buford GA 12/2024 Present
Other Businesses

1) Carter Nicholson's Insurance Agency; Insurance Agency; Investment-related; 3331 Hamilton Mill Rd Ste 2202 Buford, GA 30519-7228; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2012; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2012-03-05
  • S65 Uniform Investment Adviser Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2012-03-05

View on SEC IAPD

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