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Pamela Jane Baker

Mml Investors Services, LLC

Rochester, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc Rochester NY 02/2014 02/2020
Penn Mutual Life Insurance Company Rochester NY 02/2014 02/2020
Mml Investors Services Rochester NY 02/2020 Present
Massmutual Rochester NY 02/2020 Present
  • 02/2014 → 02/2020
    Hornor, Townsend & Kent, Inc
    Rochester, NY
  • 02/2014 → 02/2020
    Penn Mutual Life Insurance Company
    Rochester, NY
  • 02/2020 → Present
    Mml Investors Services
    Rochester, NY
  • 02/2020 → Present
    Massmutual
    Rochester, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-06-13
  • S63 Uniform Securities Agent State Law Examination
    2012-06-13
Other Names
  • Pamela Jane Battaglini

View on SEC IAPD

Other Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

More in Rochester, NY

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