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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-07
CA RA APPROVED 2010-06-03
  • TX RA
    APPROVED_RES
    Since 2013-02-07
  • CA RA
    APPROVED
    Since 2010-06-03

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 10/2009 Present
Bank Of America, N.A. Newport Beach CA 09/2016 Present
Other Businesses

MEI CHAN; BUSINESS FROM HOME LOCATION; RENTAL PROPERTY AT CARSON AND A TIME SHARE AT ESCONDIDO; START DATE - 6/26/08; 1 HOUR PER MONTH DURING NON-TRADING HOURS. I*8761 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MEI CHAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: IRVINE, CALIFORNIA 92620 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 6/26/2008 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COLLECT RENTAL INCOME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-26
S63 Uniform Securities Agent State Law Examination 2001-11-09
  • S66 Uniform Combined State Law Examination
    2010-05-26
  • S63 Uniform Securities Agent State Law Examination
    2001-11-09
Other Names
  • Mei Chan

View on SEC IAPD

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