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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-04-30 |
| TX | RA | APPROVED_RES | 2020-05-27 |
| NC | RA | APPROVED | 2020-05-26 |
Branch Locations
400-A Tennessee Ave. Ste. 1, Etowah, TN 37331 • United States
400 Millstone Dr. Ste. 202, Hillsborough, NC 27278 • United States
1026 Jay St., Charlotte, NC 28208 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2014 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2014 | Present |
1-THE COMMONWEALTH GROUP INC, 6 BRIDGEHAMPTON PL, RICHMOND, VA, 12/2015 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 0/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 5/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. AJ2 CAPITAL VENTURES, LLC,129 W SAINT CLAIR ST, ROMEO, MI, MEMBER LLC, 06/01/20, INV REL, 15/WK- 15/TRADING 4. TAY-J CAPITAL LLC / 2338 Yadkin Ave, #205, Charlotte NC 28205 / 03/01/2022 / MEMBER - REAL ESTATE / 5 HR/MO - 0 HR/MO TRADING 5) AJ2 CAPITAL VENTURES, LLC DBA ARTISAN CAPITAL MANAGEMENT, 400 Millstone Drive Suite 202, Hillsborough NC 27278, 01/2023, OWNER DBA NAME, NIR, 80 HR/MO - 80 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-17 |
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