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Nicholas George Dippel

Northwestern Mutual Investment Services, LLC

Melville, NY

CRD 6024309

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-08-09
  • NH RA
    APPROVED
    Since 2022-08-09

Branch Locations

400 Broadhollow Rd Ste 200, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory Telge Manchester NH 07/2022 03/2024
Northwestern Mutual Investment Services Llc Manchester NH 08/2022 03/2024
Fidelity Investments Cambridge MA 01/2012 05/2017
Merrill Lynch Wellesley MA 05/2017 07/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2022 Present
Northwestern Mutual Investment Services Llc Melville NY 03/2024 Present
Nicholas A Llerena Melville NY 03/2024 Present
  • 07/2022 → 03/2024
    Gregory Telge
    Manchester, NH
  • 08/2022 → 03/2024
    Manchester, NH
  • 01/2012 → 05/2017
    Fidelity Investments
    Cambridge, MA
  • 05/2017 → 07/2022
    Merrill Lynch
    Wellesley, MA
  • 09/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2024 → Present
    Melville, NY
  • 03/2024 → Present
    Nicholas A Llerena
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-01
S63 Uniform Securities Agent State Law Examination 2012-05-01
  • S65 Uniform Investment Adviser Law Examination
    2015-06-01
  • S63 Uniform Securities Agent State Law Examination
    2012-05-01
Other Names
  • Nick Dippel
  • Nicholas George Dippel
  • Nicholas Dippel
  • Nick Dippel
  • Nick Dippel

View on SEC IAPD

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