Dennis Egan Lusk

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2018
  Farmers Financial Solutions, Llc
  Oklahoma City, OK
• 01/2019 → 12/2022
  Pruco Securities, Llc.
  Newark, DE
• 01/2019 → 12/2022
  Prudential Insurance Company Of America
  Newark, DE
• 01/2023 → Present
  Principal Life Insurance Company
  Marlton, NJ
• 01/2023 → Present
  Principal Securities Inc
  Marlton, NJ

Previous Registrations

• 2019-10-10 → 2022-12-20
  Pruco Securities, Llc.
  Camp Hill, PA
  Newark, DE
  North Bethesda, MD

Other Businesses

**OUTSIDE INSURANCE POSITION: Senior Managing Director NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/11/2023 ADDRESS: 525 Route 73 N, Suite 301, Marlton NJ 08053, United States DESCRIPTION: Sale of outside insurance (Life, Disability, Group Benefits, Health Insurance, Long Term Care, and Fixed Annuities). **CAMDEN COUNTY REGIONAL CHAMBER OF COMMERCE BOARD OF DIRECTORS POSITION: Chairman, Board of Directors NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/10/2025 ADDRESS: 2000 Route 38, Suite 2210-127, Cherry Hill NJ 08002, United States DESCRIPTION: Effective next Tuesday 06/10/2025 I will assume the role of Chairman of the Board for CCRCC. As before, there will be no sales or product discussions, and my time expenditure before or after trading hours will be no different than when I was a board member.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-09-30
• S63 Uniform Securities Agent State Law Examination
  2008-06-10