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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-04-06
TX RA APPROVED_RES 2015-02-27
  • MO RA
    APPROVED
    Since 2015-04-06
  • TX RA
    APPROVED_RES
    Since 2015-02-27

Branch Locations

North Kansas City, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Financial Group Liberty MO 02/2015 Present
  • 02/2015 → Present
    Independent Financial Group
    Liberty, MO
Previous Registrations
  • 2000-08-31 → 2015-02-18
    Waddell & Reed
    Independence, MO
    Liberty, MO
    Independence, MO
Other Businesses

(1) RAGAN WEALTH MANAGEMENT, LLC POSITION: President NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 155 START DATE: 03/17/2015 ADDRESS: 8361 N Tullis Ave., Apt. 833, Kansas MO 64158, United States DESCRIPTION: 100% OWNER OF DBA RAGAN WEALTH MANAGEMENT, LLC USED FOR MARKETING PURPOSES. (2) APPLEBEES POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 08/06/2022 ADDRESS: 6069 NE Antioch Rd, Gladstone MO 64119, United States DESCRIPTION: Bartender

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-23
  • S66 Uniform Combined State Law Examination
    2000-08-23
Other Names
  • Lars Ragan

View on SEC IAPD

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