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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-29
VA RA APPROVED 2020-11-30
  • TX RA
    APPROVED_RES
    Since 2023-11-29
  • VA RA
    APPROVED
    Since 2020-11-30

Branch Locations

919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Captial Markets Washington DC 07/2012 Present
City National Bank Washington DC 01/2024 Present
  • 07/2012 → Present
    Rbc Captial Markets
    Washington, DC
  • 01/2024 → Present
    City National Bank
    Washington, DC
Other Businesses

NAME OF ENTITY: Point Grey Properties, LLC. ADDRESS OF BUSINESS: 4803 Pocahontas Ave. Richmond, VA 23226 BUSINESS DESCRIPTIONS: Rental Property BUSINESS IS/IS NOT INVESTMENT RELATED: NO. PROJECTED START DATE: - 03/01/1998. PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Partner. DUTIES PERFORMED: I perform no duties. Another partner is in charge of the LLC. She manages everything. My ownly knowledge of the LLC is that it was a house my grandmother owned and rented and left to her kids and grandkids upon death. HOURS DEVOTED TO THIS OBA PER MONTH: 00. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-09
  • S66 Uniform Combined State Law Examination
    2013-12-09

View on SEC IAPD

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