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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Vincent College & Archabbey | Latrobe | PA | 08/2010 | Present |
| Keystone Benefits Group, Inc. | Greensburg | PA | 09/2011 | Present |
| Kestra Advisory Services, Llc | Greensburg | PA | 04/2016 | Present |
| Kestra Investment Services, Llc | Greensburg | PA | 10/2014 | Present |
Business Name: Keystone Benefits Group, Inc. Investment Related: Yes Address: 314 Old Route 30 Greensboro PA 15601 Nature of Business: Insurance Position, Title or Relationship: Registered Sales Assistant Start Date: 9/1/2011 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Help with research and planning, setting appointments and attending meetings with the registered representatives Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, B 2, S 400 Austin TX 78735 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered assistant Start Date: 9/9/2001 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: research and client planning activities Business Name: Allen Ritz Rentals Investment Related: No Address: 134 Lakewood Road GREENSBURG PA 15601 Nature of Business: Real Estate Position, Title or Relationship: My husband owns and manages the properties. Start Date: 6/4/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I help my husband with property maintenance (landscaping, cleaning, painting) and paperwork. Business Name: JENNIFER RITZ POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2023 ADDRESS: 424 N. Main St., Greensburg PA 15601 DESCRIPTION: My understanding is that my duties will include a board meeting 10 months out of the year, help supporting fundraising activities and events, and supporting the mission of the YWCA. The mission is dedicated to eliminating racism, empowering women and promoting peace, justice, freedom and dignity for all.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-10 |
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