Haley Marie Schwartz

Employer firm

Arx Private Wealth CRD 338631

$114M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 07/2017
  Prudential Insurance Company Of America
  York, PA
• 12/2011 → 07/2017
  Pruco Securities Llc
  York, PA
• 08/2017 → 09/2020
  Rkl Wealth Management Llc
  Lancaster, PA
• 09/2020 → 01/2026
  Rkl Wealth Management Llc
  Lancaster, PA
• 01/2026 → Present
  Arx Private Wealth
  Lancaster, PA

Previous Registrations

• 2017-08-08 → 2026-02-12
  Rkl Private Wealth
  Lancaster, PA
• 2013-04-17 → 2017-07-05
  Pruco Securities, Llc.
  York, PA
  Camp Hill, PA
  Lancaster, PA

Other Businesses

1. Partner of ST Partnership, an LLC that owns a rental property 2. Secretary of the Lancaster Estate Planning Council (Lancaster PA)

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-04
• S63 Uniform Securities Agent State Law Examination
  2012-03-02

Designations

• Certified Financial Planner

Other Names

• Haley Schwartz