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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-08
PA RA APPROVED 2016-12-02
  • TX RA
    APPROVED_RES
    Since 2021-06-08
  • PA RA
    APPROVED
    Since 2016-12-02

Branch Locations

550 E Swedesford Rd Ste 240, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Advisors Of Delaware Valley Wayne PA 10/2017 Present
Principal Securities Inc Wayne PA 03/2016 Present
Principal Life Insurance Company Wayne PA 07/2021 Present
  • 10/2017 → Present
    Financial Advisors Of Delaware Valley
    Wayne, PA
  • 03/2016 → Present
    Wayne, PA
  • 07/2021 → Present
    Principal Life Insurance Company
    Wayne, PA
Other Businesses

**Fixed Insurance, 550 E Swedesford Rd, Suite 140, Wayne, PA 19087, Life, DI, LTC, Annuities, Group Non-Med, Health, 09/29/17, Investment Related: Y, Hours Per Month: 30. **JIM MURRAY & MEGHAN HOUCK POSITION: N/A NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2021 ADDRESS: 550 E Swedesford Rd, Wayne PA 19010, United States DESCRIPTION: This is not an LLC but an LLP. Expense sharing partnership between myself, Meghan Houck and Jim Murray. which is also the team agreement for Principal. **BRYN MAWR ROTARY CLUB POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 06/25/2025 ADDRESS: 296 S Roberts Rd, Bryn Mawr PA 19010, United States DESCRIPTION: I have been asked to be president of the Bryn Mawr Rotary club for this year beginning formally today, 6/25/2025 and serving for a year. In the role I will chair weekly meetings, attempt to increase the membership and facilitate our community service projects. No compensation, no handling of funds, no investments to oversee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-01
  • S66 Uniform Combined State Law Examination
    2016-12-01
Other Names
  • John P Murray

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