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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-03
MN RA APPROVED 2017-02-24
  • TX RA
    APPROVED
    Since 2022-01-03
  • MN RA
    APPROVED
    Since 2017-02-24

Branch Locations

12087 100Th St East, Northfield, MN 55057 • United States

8353 210Th St. West Ste. 201, Lakeville, MN 55044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Northfield MN 05/2012 Present
Hornor Townsend & Kent Inc Northfield MN 10/2013 01/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2017 Present
  • 05/2012 → Present
    Penn Mutual Life Insurance Company
    Northfield, MN
  • 10/2013 → 01/2017
    Hornor Townsend & Kent Inc
    Northfield, MN
  • 01/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2017 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1.KLINKHAMMER FINANCIAL, 12087 100TH ST, NORTHFIELD, MN, 5/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 40/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF RIA, INVREL, 40HRS/WK, 30HRS/TRADING, SEE EMPLOYMENT HISTORY FOR START DATE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-13
  • S66 Uniform Combined State Law Examination
    2014-02-13
Designations
Other Names
  • Alex Klinkhammer
  • Alexander Klinkhammer

View on SEC IAPD

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