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Lori Wiese

Wells Fargo Advisors Financial Network, LLC

Sioux Falls, SD

St. Louis, MO

Wells Fargo Clearing Services, LLC

West Des Moines, IA

Sioux Falls, SD

Sioux Falls, SD

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2026-06-17
  • SD RA
    APPROVED
    Since 2026-06-17

Branch Locations

6100 S Old Village Pl, Sioux Falls, SD 57108 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2020-08-03
  • SD RA
    APPROVED
    Since 2020-08-03

Branch Locations

6400 Westown Pkwy Ste 115, West Des Moines, IA 50266 • United States

6100 S Old Village Pl Ste 200, Sioux Falls, SD 57108 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Sioux Falls SD 03/2014 11/2016
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
Wells Fargo Advisors Financial Network Sioux Falls SD 06/2026 Present
  • 03/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Sioux Falls, SD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sioux Falls, SD
  • 06/2026 → Present
    Wells Fargo Advisors Financial Network
    Sioux Falls, SD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-31
S63 Uniform Securities Agent State Law Examination 2013-08-29
  • S65 Uniform Investment Adviser Law Examination
    2020-07-31
  • S63 Uniform Securities Agent State Law Examination
    2013-08-29
Other Names
  • Lori K Hess
  • Lori K Hess-Wiese
  • Lori Kathryn Wiese

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.
PRAIRIE VIEW WEALTH PARTNERS LLC

Other Investors

RUSSELL JAMES PIXLER
Morgen Hall
Christina Lynn
ROSS VINCENT MENKE
ASHLEY NICOLE RENELT
Kelsey J Hardie
Charles Joseph Illg
Keith Adam Knobloch

Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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