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Juan C Zayas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-20
  • TX RA
    APPROVED
    Since 2020-08-20

Branch Locations

8235 State Highway 151, San Antonio, TX 78245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank San Antonio TX 12/2014 04/2020
Jp Morgan Securities Llc San Antonio TX 12/2014 04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 04/2020 Present
Bank Of America, N.A. San Antonio TX 04/2020 Present
  • 12/2014 → 04/2020
    Jpmorgan Chase Bank
    San Antonio, TX
  • 12/2014 → 04/2020
    Jp Morgan Securities Llc
    San Antonio, TX
  • 04/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Antonio, TX
  • 04/2020 → Present
    Bank Of America, N.A.
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-18
S63 Uniform Securities Agent State Law Examination 2010-04-13
  • S66 Uniform Combined State Law Examination
    2020-08-18
  • S63 Uniform Securities Agent State Law Examination
    2010-04-13
Other Names
  • Juan C Zayas
  • Juan Zayas
  • Juan Carlos Zayas
  • Juan Carlos Zayascardona

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
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