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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MD RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2101 Gaither Rd Ste 600, Rockville, MD 20850 • United States

Gaithersburg, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 02/2012 08/2023
Minnesota Life St. Paul MN 08/2011 08/2023
Financial Advantage Rockville MD 08/2011 Present
Cetera Wealth Services, Llc Rockville MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2012 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 08/2011 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 08/2011 → Present
    Financial Advantage
    Rockville, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Rockville, MD
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-06 → 2023-08-10
    Securian Financial Services, Inc.
    Rockville, MD
    St. Paul, MN
Other Businesses

1) FINANCIAL ADVANTAGE BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2011 ADDRESS: 1803 RESEARCH BLVD STE 401, Rockville MD 20850, United States DESCRIPTION: fixed insurance sales 2) NAME OF OTHER BUSINESS: MONTGOMERY COLLEGE ; INVESTMENT RELATED: NO; ADDRESS: 51 MANNAKEE ST ROCKVILLE, MD 20850; NATURE OF BUSINESS: EDUCATION; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP:TEACHER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TEACH A RETIREMENT PLANNING COURSE; 3) NAME OF OTHER BUSINESS: LAZERUS FINANCIAL LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2026, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: FINANCIAL ADVANTAGE ASSOCIATES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2012 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, SALE AND SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-28
  • S66 Uniform Combined State Law Examination
    2012-06-28

View on SEC IAPD

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