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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-04
TX RA APPROVED 2025-09-04
  • NY RA
    APPROVED
    Since 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-04

Branch Locations

1 S Clinton Ave Floor 05, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rochester NY 03/2006 Present
J.P. Morgan Securities Llc Rochester NY 10/2012 Present
Grade A Carpeting, Inc. Rochester NY 01/2011 Present
  • 03/2006 → Present
    Jpmorgan Chase Bank, N.A.
    Rochester, NY
  • 10/2012 → Present
    Rochester, NY
  • 01/2011 → Present
    Grade A Carpeting, Inc.
    Rochester, NY
Other Businesses

Entity Name: Grade A Carpeting, Inc. Investment related: No Address: 102 Rochester, NY Nature of the other business: Flooring Sales, Service and Installation Position/Title/Relationship: General Laborer Start Date: 01-Jan-2011 Approximate # of hours a month: 8-10 hr per year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: General labor - preparation, installation and clean-up.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-04
S63 Uniform Securities Agent State Law Examination 2009-06-25
  • S66 Uniform Combined State Law Examination
    2025-09-04
  • S63 Uniform Securities Agent State Law Examination
    2009-06-25
Other Names
  • Raymond Lee Allen

View on SEC IAPD

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