Collin Keith Flathers

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Sagepoint Financial, Inc.
  Dallas, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2015-08-07 → 2023-09-01
  Osaic Services, Inc.
  Dallas, TX
• 2013-01-28 → 2015-08-14
  Morgan Stanley
  Dallas, TX

Other Businesses

1. FLATHERS WEALTH MANAGEMENT POSITION: Insurance Agent NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/04/2023 ADDRESS: 5956 Sherry Lane, 20th Floor, Dallas TX 75225, United States DESCRIPTION: I Have an insurance license in case my clients have need to insurance. I do not use it very often at all.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-25