John Timothy Felton

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-03-25

MN RA
APPROVED

Since 2017-03-25

Branch Locations

8685 Eagle Point Blvd., Lake Elmo, MN 55042 • United States

Medina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Minnetonka	MN	01/2015	03/2017
Massachusetts Mutual Life Insurance Company	Lake Elmo	MN	07/2016	Present
Mml Investors Services	Lake Elmo	MN	03/2017	Present

01/2015 → 03/2017

Metlife Securities Inc.

Minnetonka, MN
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Lake Elmo, MN
03/2017 → Present

Mml Investors Services

Lake Elmo, MN

Previous Registrations

2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Minnetonka, MN
2014-01-29 → 2015-01-02

New England Securities

Minneapolis, MN

Other Businesses

INDEPENDENT INSURANCE AGENT SELLING DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH FROM BUSINESS ADDRESS FOR 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 4/2015

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-04-23

S63 Uniform Securities Agent State Law Examination

2012-04-23

Other Names

John Felton

View on SEC IAPD