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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-08 |
Branch Locations
New Yor City, NY • United States
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Perennial Financial Services | Los Angeles | CA | 01/2025 | Present |
| Lpl Financial Llc | Fort Mill | SC | 01/2025 | Present |
| Jp Morgan Chase | New York City | NY | 03/2015 | 12/2024 |
1 - 10/14/2024 - Perennial Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 2 - 10/14/2024 - Perennial Legacy Insurance Solutions - Non-Variable Insurance - Inv Related - 10 Hours/Month - 2 Hours During Trading - NY 11201 - OBA Start Date: 10/14/2024. 3 - 01/14/2025- Perennial Financial Services- Registered Investment Advisor DBA- Advisor- Investment Related - At Reported Business Location(s) - Start Date 10/14/2024- 160 hours per month/ 8 hours during trading- I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 01/14/2025- Perennial Investment Advisors, LLC- Registered Investment Advisor Hybrid- Advisor- Investment Related - At Reported Business Location(s) - Start Date 10/14/2024- 160 hours per month/ 8 hours during trading- I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 02/05/2025- AOK Vakil Corp- Business Entity For Tax/Investment Purposes Only- Not Investment Related - At Reported Business Location(s) - Start Date 01/29/2025- 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-02 |
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