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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-02 |
| SC | RA | APPROVED | 2013-07-01 |
| NC | RA | APPROVED | 2013-04-03 |
Branch Locations
620 S Tryon St, Charlotte, NC 28255 • United States
1301 Gervais St, Columbia, SC 29201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 05/2003 | Present |
| Bank Of America, N.A. | Columbia | SC | 12/2009 | Present |
I*662228 Entity For Profit Name: Whittaker Equestrian, LLCInvestment related: N Address: Tega Cay, South Carolina, 29708Nature of business: LLC Position: Owner, Start: 4/27/2020 hours devoted: 0 hour(s) Weekly hours during trading hours: 0Duties: , To own a horse for my daughter to show. I have not associated responsibilities. I*70600 For-Profit Name: Columbia Capital VIII LLC Investment related: Y Address:Columbia, South Carolina 29206Nature of business: LLC,Position: General Partner, Start: 3/19/2014 hours devoted: 0 hour(s) Annually hours during trading hours: 0Duties: LLC setup to house investment Tiger Global with partners I*81612 FOR-PROFIT NAME: COLUMBIA CAPITAL IX LLCINVESTMENT RELATED: YES ADDRESS OF BUSINESS: COLUMBIA, SOUTH CAROLINA 29206NATURE OF BUSINESS: LLC,POSITION: GENERAL PARTNER, START: 11/4/14 HOURS DEVOTED: 1 HOUR ANNUALLY HOURS DURING TRADING HOURS: 0 DUTIES: LLC SETUP TO HOUSE INVESTMENT TIGER GLOBAL WITH PARTNERS I*88487 FOR-PROFIT NAME: COLUMBIA CAPITAL X LLCINVESTMENT RELATED: YADDRESS OF BUSINESS:COLUMBIA, SOUTH CAROLINA 29206NATURE OF BUSINESS: LLC,POSITION: LIMITED PARTNER, START : 11/12/2015 HOURS : 1 HOUR(S) ANNUALLYHOURS DURING TRADING HOURS: 1DUTIES: LLC SETUP TO HOUSE INVESTMENT TIGER GLOBAL PIP X LLC WITH PARTNERS I*129203 For-Profit Organization Name: Columbia Capital XII LLCInvestment related: YAddress of business:Charlotte, North Carolina 28207Nature of business: LLC,Position: Limited Partner, Start: 1/24/2020Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: This will be a company to invest in Tiger XII private Equity Fund I*136387 For-Profit Name: Columbia Property XIV LLC Investment related: Yes Address of business: Charlotte, NC 28207 Position: Other, Investor Start : 3/8/21 Hours devoted: 0 Annually Hours devoted during trading hours: 0 Duties: This is an LLC to buy into Tiger PIP XIV, which is the underlying investment I*1000394 For profit Name : Columbia Capital XV LLC Investment related: No Address of business: Position: Start: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , This will be a company to invest in funds. I*370938, For Profit, Name of OBA: Columbia Capital XI LLC, Address: Charlotte, NC 28207, Investment Related: Yes, Position: Other, Start Date: 10/15/18, Hours: 1,Hours during trading: 0, Duties: This will be a company to invest Tiger XI private equity fund I*3275265, For Profit, Name of OBA: Green Mountain Boys Capital Partners LLC, Address: Tega Cay, SC 29708, Investment Related: No, Position: Other, State Date: 12/05/25,Hours: 2 Yearly, Hours during Trading: 0 Duties: None - just wiring money to the underlying entities which we will clear once this is approved This is to have an LLC for me and another ML Employee to invest in a VC deal and a PE fund I*4102272, For Profit, Name of OBA: Columbia Capital XVII, Address: Columbia, SC 29206, Investment Related: No, Position: Owner, Start Date: 02/26/26, Hours: 0 Hours during Trading: 0 Duties: Limited Partner, This is an LLC to invest in the underlying VC firm Tiger Global XVII. This is the same structure as a number of other approved holdings and operates only as a pass through holding this one investment. I*4680336 Entity Type: For Profit Name of OBA: Dynamic Partners, LLC Address: Fort Mill, SC, 29708 Investment Related: No Position: Other Start Date: 06/10/2026 Number of Hours: 0 Number of Hours during trading: 0 Duties: It is an LLC that owns a piece of commercial rental property. None I*4841271, Entity For Profit, Name of OBA: B Boy Capital Partners LLC, Address: Charlotte, North Carolina, 28208, Investment Related: N, Position: ["General Partner/Managing Member"], Employee Start Date: 08/01/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: None, LLC to own a rental property. That is the entity's sole purpose.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-26 |
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