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Stephen Sullivan Guy

Truist Advisory Services, Inc.

Atlanta, GA

CRD 6021510

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Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-03-19
  • GA RA
    APPROVED
    Since 2019-03-19

Branch Locations

3300 Northside Prkwy, Atlanta, GA 30327 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Atlanta GA 02/2015 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 02/2015 → Present
    Suntrust Investment Services
    Atlanta, GA
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
Other Businesses

STEPHEN GUY PHOTOGRAPHY POSITION: Sole Proprietor NATURE: Photography business engaged in the commercial enterprise of taking, producing and selling photographs in various formats. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/30/2020 ADDRESS: , Atlanta GA , United States DESCRIPTION: I am 100% responsible for the financial operation of Stephen Guy Photography including the accounting for the business as I take in payments, pay taxes and conduct business operations with related expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-02
S63 Uniform Securities Agent State Law Examination 2012-03-13
  • S65 Uniform Investment Adviser Law Examination
    2012-04-02
  • S63 Uniform Securities Agent State Law Examination
    2012-03-13
Other Names
  • Stephen S Guy

View on SEC IAPD

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