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Pradeep Harsh Sukhani

LPl Financial LLC

Plymouth, MN

CRD 6021361

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

2 Carlson Pkwy N, Ste 165, Plymouth, MN 55447 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mathema Of Mn Minnetonka MN 03/2012 07/2021
Waddell & Reed, Inc. Plymouth MN 12/2012 07/2021
Various Insurance Carriers For W & R Insurance Agencies Minnetonka MN 05/2013 07/2021
India Association Of Minnesota (Iam) Inc St Paul MN 01/2014 12/2017
Hindu Society Of Minnesota Maple Grove MN 01/2014 12/2017
Pradeep Harsh Sukhani Minnetonka MN 07/2007 07/2021
Abwa Overland Park KS 08/2015 07/2021
Masters Networks Business Builders Frisco TX 07/2015 07/2021
Life Map Wealth Advisors Llc (Dba) Plymouth MN 01/2017 07/2021
India Association Of Minnesota (Iam) Inc. St Paul MN 03/2018 07/2021
Pradeep Pravin Real Estate Minnetonka MN 02/2020 07/2021
India Association Of Minnesota (Iam) Inc. St Paul MN 01/2021 07/2021
Lpl Financial Llc Plymouth MN 07/2021 Present
  • 03/2012 → 07/2021
    Mathema Of Mn
    Minnetonka, MN
  • 12/2012 → 07/2021
    Waddell & Reed, Inc.
    Plymouth, MN
  • 05/2013 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Minnetonka, MN
  • 01/2014 → 12/2017
    India Association Of Minnesota (Iam) Inc
    St Paul, MN
  • 01/2014 → 12/2017
    Hindu Society Of Minnesota
    Maple Grove, MN
  • 07/2007 → 07/2021
    Pradeep Harsh Sukhani
    Minnetonka, MN
  • 08/2015 → 07/2021
    Abwa
    Overland Park, KS
  • 07/2015 → 07/2021
    Masters Networks Business Builders
    Frisco, TX
  • 01/2017 → 07/2021
    Life Map Wealth Advisors Llc (Dba)
    Plymouth, MN
  • 03/2018 → 07/2021
    India Association Of Minnesota (Iam) Inc.
    St Paul, MN
  • 02/2020 → 07/2021
    Pradeep Pravin Real Estate
    Minnetonka, MN
  • 01/2021 → 07/2021
    India Association Of Minnesota (Iam) Inc.
    St Paul, MN
  • 07/2021 → Present
    Plymouth, MN
Previous Registrations
  • 2013-07-16 → 2021-07-21
    Waddell & Reed
    Plymouth, MN
    Savage, MN
    Plymouth, MN
    Savage, MN
    Plymouth, MN
Other Businesses

1. 09/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 7/24/2021 2. 09/13/2021 - LifeMap Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/2016 3. 10/10/2022 - Pradeep Harsh Sukhani - Investment Related - Carpentersville, IL 60110 - Real Estate Rental - Owner - 07/01/2007 - 0 Hours Per Month/0 Hours During Securities Trading 4. 10/10/2022 - Pradeep Pravin Real Estate - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 05/27/2020 - 1 Hours Per Month/0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-23
  • S66 Uniform Combined State Law Examination
    2013-03-23

View on SEC IAPD

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