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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
2 Carlson Pkwy N, Ste 165, Plymouth, MN 55447 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mathema Of Mn | Minnetonka | MN | 03/2012 | 07/2021 |
| Waddell & Reed, Inc. | Plymouth | MN | 12/2012 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Minnetonka | MN | 05/2013 | 07/2021 |
| India Association Of Minnesota (Iam) Inc | St Paul | MN | 01/2014 | 12/2017 |
| Hindu Society Of Minnesota | Maple Grove | MN | 01/2014 | 12/2017 |
| Pradeep Harsh Sukhani | Minnetonka | MN | 07/2007 | 07/2021 |
| Abwa | Overland Park | KS | 08/2015 | 07/2021 |
| Masters Networks Business Builders | Frisco | TX | 07/2015 | 07/2021 |
| Life Map Wealth Advisors Llc (Dba) | Plymouth | MN | 01/2017 | 07/2021 |
| India Association Of Minnesota (Iam) Inc. | St Paul | MN | 03/2018 | 07/2021 |
| Pradeep Pravin Real Estate | Minnetonka | MN | 02/2020 | 07/2021 |
| India Association Of Minnesota (Iam) Inc. | St Paul | MN | 01/2021 | 07/2021 |
| Lpl Financial Llc | Plymouth | MN | 07/2021 | Present |
1. 09/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 7/24/2021 2. 09/13/2021 - LifeMap Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/2016 3. 10/10/2022 - Pradeep Harsh Sukhani - Investment Related - Carpentersville, IL 60110 - Real Estate Rental - Owner - 07/01/2007 - 0 Hours Per Month/0 Hours During Securities Trading 4. 10/10/2022 - Pradeep Pravin Real Estate - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 05/27/2020 - 1 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-23 |
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