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Kevin William Schaeffer

Morgan Stanley

Boston, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-26
TX RA APPROVED 2023-05-26
  • CT RA
    APPROVED
    Since 2023-05-26
  • TX RA
    APPROVED
    Since 2023-05-26

Branch Locations

28 State Street 26Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments / Putnam Retail Management Andover MA 01/2012 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 03/2017 05/2023
Bank Of America, N.A. Boston MA 06/2017 05/2023
Morgan Stanley Smith Barney Llc Boston MA 05/2023 Present
Morgan Stanley Private Bank, N.A New York NY 07/2023 Present
  • 01/2012 → 03/2017
    Putnam Investments / Putnam Retail Management
    Andover, MA
  • 03/2017 → 05/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Boston, MA
  • 06/2017 → 05/2023
    Bank Of America, N.A.
    Boston, MA
  • 05/2023 → Present
    Morgan Stanley Smith Barney Llc
    Boston, MA
  • 07/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-09
S63 Uniform Securities Agent State Law Examination 2012-04-05
  • S65 Uniform Investment Adviser Law Examination
    2015-11-09
  • S63 Uniform Securities Agent State Law Examination
    2012-04-05
Other Names
  • Kevin William Schaeffer
  • Kevin Schaeffer

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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