Kevin William Schaeffer

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-05-26
TX	RA	APPROVED	2023-05-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Putnam Investments / Putnam Retail Management	Andover	MA	01/2012	03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	03/2017	05/2023
Bank Of America, N.A.	Boston	MA	06/2017	05/2023
Morgan Stanley Smith Barney Llc	Boston	MA	05/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	07/2023	Present

01/2012 → 03/2017

Putnam Investments / Putnam Retail Management

Andover, MA
03/2017 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
06/2017 → 05/2023

Bank Of America, N.A.

Boston, MA
05/2023 → Present

Morgan Stanley Smith Barney Llc

Boston, MA
07/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

2017-04-03 → 2023-05-31

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
2015-11-24 → 2017-04-10

Putnam Investment Management, Llc

Andover, MA

Boston, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-11-09
S63	Uniform Securities Agent State Law Examination	2012-04-05

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