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Matthew Ryan Christopher

LPl Financial LLC

Durham, CT

CRD 4186376

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-10-17
  • CT RA
    APPROVED
    Since 2008-10-17

Branch Locations

Durham, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Durham CT 05/2000 Present
  • 05/2000 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Durham, CT
Other Businesses

1. 7/30/2001 - FINANCIAL BENEFITS UNLIMITED - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - INSURANCE BUSINESS OFFERED. 2. 3/25/2009 - SBLI of CT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 2% OF TIME - FIXED ANNUITY. 3. 3/25/2009 - AMERICAN NATIONAL - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 2% OF TIME - FIXED ANNUITY. 4. 3/25/2009 - EQUITRUST - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 2% OF TIME - FIXED ANNUITY. 5. 1/23/2018 - Financial Benefits Unlimited, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/01/2001 - 40 Hours Per Month/6 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-16
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S65 Uniform Investment Adviser Law Examination
    2008-10-16
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27

View on SEC IAPD

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