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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-19 |
| TX | RA | APPROVED | 2025-11-18 |
Branch Locations
241 Washington Ave, Santa Fe, NM 87501 • United States
221 N Kansas St 1St Fl [Tf*/Tk-Rbo], El Paso, TX 79901 • United States
3022 Central Ave Se, Albuquerque, NM 87106 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 09/2018 | 10/2019 |
| Bbva Compass Insurance Agency Inc | Austin | TX | 09/2018 | 10/2019 |
| Bbva Securities Inc | Albuquerque | NM | 09/2018 | 10/2019 |
| Morgan Stanley | Albuquerque | NM | 01/2012 | 09/2018 |
| Bbva Wealth Solutions Inc | Albuquerque | NM | 09/2018 | 10/2019 |
| U.S. Bancorp Investments, Inc. | Albuquerque | NM | 10/2019 | 07/2021 |
| Lpl Financial Llc | Albuquerque | NM | 07/2021 | 11/2025 |
| Kirkland Federal Credit Union | Albuquerque | NM | 07/2021 | 11/2025 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
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