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James J Speir

Corecap Advisors

Southfield, MI

Northville, MI

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Current Employers
Corecap Advisors

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2022-11-15
OH RA APPROVED 2021-11-22
CO RA APPROVED 2021-06-09
SC RA APPROVED 2021-04-12
CA RA APPROVED 2019-12-03
FL RA APPROVED 2019-03-14
AZ RA APPROVED 2018-09-11
TX RA APPROVED_RES 2016-07-08
IA RA APPROVED 2015-01-26
MI RA APPROVED 2012-02-08
  • KY RA
    APPROVED
    Since 2022-11-15
  • OH RA
    APPROVED
    Since 2021-11-22
  • CO RA
    APPROVED
    Since 2021-06-09
  • SC RA
    APPROVED
    Since 2021-04-12
  • CA RA
    APPROVED
    Since 2019-12-03
  • FL RA
    APPROVED
    Since 2019-03-14
  • AZ RA
    APPROVED
    Since 2018-09-11
  • TX RA
    APPROVED_RES
    Since 2016-07-08
  • IA RA
    APPROVED
    Since 2015-01-26
  • MI RA
    APPROVED
    Since 2012-02-08

Branch Locations

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

41000 Seven Mile Road Suite 105, Northville, MI 48167 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Speir Financial Southfield MI 01/2002 Present
Convergence Financial Advisors Southfield MI 01/2012 Present
  • 01/2002 → Present
    Speir Financial
    Southfield, MI
  • 01/2012 → Present
    Convergence Financial Advisors
    Southfield, MI
Other Businesses

Independent insurance agent. Clientele for fixed products overlaps securities clientele and no conflict is anticipated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-07
  • S65 Uniform Investment Adviser Law Examination
    2012-02-07
Other Names
  • James John Speir

View on SEC IAPD

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Other Offices

EAGLE STRATEGIES LLC · SOUTHFIELD, MI
EAGLE STRATEGIES LLC · SOUTHFIELD, MI
J.P. MORGAN SECURITIES LLC · SOUTHFIELD, MI
CETERA INVESTMENT ADVISERS LLC · SOUTHFIELD, MI
M.A. GLOBAL INVESTMENT ADVISOR, LLC · SOUTHFIELD, MI
LPL ENTERPRISE, LLC · SOUTHFIELD, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SOUTHFIELD, MI
EQUITABLE ADVISORS, LLC · SOUTHFIELD, MI

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