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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-22
CA RA APPROVED 2012-09-24
  • TX RA
    APPROVED_RES
    Since 2020-06-22
  • CA RA
    APPROVED
    Since 2012-09-24

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Mateo CA 01/2012 Present
Bank Of America, N.A. San Mateo CA 11/2012 Present
Other Businesses

I*1816301 Entity For Profit Name of OBA: Pekcom Inc Address: Mountain View, California, 94040 Investment Related: No Position, Title, Association: Owner Employee Start Date: 04/30/2024 No Hours: 0 No Hours during trading: 0 Duties: Purpose of this is Hardware Design for Wifi I will have no responsibilities other than as an investor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-20
  • S66 Uniform Combined State Law Examination
    2012-09-20
Other Names
  • Jim Song

View on SEC IAPD

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