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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-10-17 |
| PA | RA | APPROVED | 2024-10-17 |
| TX | RA | APPROVED | 2024-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 07/2011 | 10/2024 |
| Bank Of America, N.A. | Mount Laurel | NJ | 02/2015 | 10/2024 |
| Morgan Stanley Smith Barney Llc | Mount Laurel | NJ | 10/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2024 | Present |
*615313 - Paddys Old City Pub; Investment related: No; Philadelphia, Pennsylvania; Restaurant/Bar/Nightclub; Employee(proprietor, partner, officer, director, employee, trustee, agent); 8/2024; During business hours: 0; After business hours: 10; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-03 |
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