Andrew Chipman

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → 08/2021
  Andrew Chipman
  Nashville, TN
• 08/2021 → 12/2021
  Vistia Capital, Llc
  Castle Rock, CO
• 02/2016 → 06/2017
  John Hancock Investments
  Boston, MA
• 07/2017 → 09/2017
  John Hancock Investments
  Tempe, AZ
• 10/2017 → 01/2020
  John Hancock Investments
  Tempe, AZ
• 08/2021 → 01/2022
  Southern Oak
  Birmingham, AL
• 03/2022 → 02/2023
  Alliance Bernstein
  Nashville, TN
• 03/2023 → 03/2026
  John Hancock
  Boston, MA
• 03/2023 → 03/2026
  John Hancock Investment Management Distributors Llc
  Boston, MA
• 04/2026 → Present
  Neuberger Berman Bd Llc
  New York, NY

Previous Registrations

• 2023-03-10 → 2026-04-01
  John Hancock Investment Management Llc
  Mount Juliet, TN
  Boston, MA
• 2022-04-06 → 2023-03-06
  Alliancebernstein L.P.
  Nashville, TN
• 2021-09-10 → 2022-02-02
  Southern Oak Capital, Llc
  Birmingham, AL
• 2018-11-08 → 2020-02-14
  John Hancock Investment Management Llc
  Tempe, AZ
  Boston, MA
• 2016-02-23 → 2018-11-08
  Manulife Investment Management (Us) Llc
  Boston, MA
• 2013-07-01 → 2016-01-06
  Td Ameritrade, Inc.
  Chicago, IL
• 2013-07-01 → 2016-01-06
  Td Ameritrade Investment Management, Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2013-06-24
• S63 Uniform Securities Agent State Law Examination
  2012-11-06

Other Names

• Andrew R Chipman
• Andrew Robert Chipman
• Chip Chipman