Richard Traxler Radloff

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-11-12
WI	RA	APPROVED	2012-07-11

TX RA
APPROVED_RES

Since 2020-11-12
WI RA
APPROVED

Since 2012-07-11

Branch Locations

2501 W Beltline Hwy Ste 301, Madison, WI 53713 • United States

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Madison	WI	01/2012	03/2020
Ameriprise Financial Services, Llc	Madison	WI	03/2020	Present

01/2012 → 03/2020

Ameriprise Financial Services, Inc.

Madison, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Madison, WI

Other Businesses

Business Ownership; ArborView Partners LLC; Member; Pass through entity for business expenses; 2501 W Beltline Hwy Suite 301, , Madison, WI, 53713; Not Investment-Related; 11/02/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Arborview Partners LLC; Co-owner; Manage advisory business; 2501 W Beltline Hwy, Suite 301, Madison, WI, 53713; Investment-Related; 06/30/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-10

S66 Uniform Combined State Law Examination

2012-07-10

Other Names

Richard Radloff

View on SEC IAPD