Ryan Barnett

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-04-03
CA	RA	APPROVED	2023-02-13

TX RA
APPROVED_RES

Since 2023-04-03
CA RA
APPROVED

Since 2023-02-13

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2565 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	09/2021	Present
Bank Of America	Scottsdale	AZ	02/2020	09/2021
Scottsdale Nights	Scottsdale	AZ	12/2016	08/2019
Target	Phoenix	AZ	08/2015	02/2017
Unemployed	Phoenix	AZ	08/2019	02/2020

09/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
02/2020 → 09/2021

Bank Of America

Scottsdale, AZ
12/2016 → 08/2019

Scottsdale Nights

Scottsdale, AZ
08/2015 → 02/2017

Target

Phoenix, AZ
08/2019 → 02/2020

Unemployed

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-09

S66 Uniform Combined State Law Examination

2023-02-09

Other Names

Ryan P Barnett

View on SEC IAPD