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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-05 |
| PA | RA | APPROVED | 2022-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 11/2014 | 05/2017 |
| Lpl Financial Llc | Warren | OH | 05/2017 | 11/2018 |
| Cortland Saving & Banking Co | Cortland | OH | 05/2017 | 11/2018 |
| Stratos Wealth Partners | Warren | OH | 05/2017 | 11/2018 |
| Citizens Securities, Inc. | Hermitage | PA | 11/2018 | 08/2020 |
| Pnc Investments, Llc | Franklin | PA | 08/2020 | 11/2022 |
| Huntington Investment Company | Columbus | OH | 11/2022 | Present |
| Ameriprise Financial Services, Llc | Warren | OH | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-02 |
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