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Derek Glen Mosley

Lifeguide Financial Advisors, LLC

Mechanicsburg, PA

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Current Employers
Lifeguide Financial Advisors, Llc

400 W Main St., Mechanicsburg, PA 17055 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-11-07
  • PA RA
    APPROVED
    Since 2016-11-07

Branch Locations

400 W Main St., Mechanicsburg, PA 17055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities Inc Mechanicsburg PA 08/2013 11/2016
Lifeguide Financial Advisors, Llc Mechanicsburg PA 11/2016 Present
Previous Registrations
  • 2013-12-17 → 2016-11-22
    Concourse Financial Group Securities, Inc.
    Mechanicsburg, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-16
  • S66 Uniform Combined State Law Examination
    2013-12-16
Designations

View on SEC IAPD

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