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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-30
  • OH RA
    APPROVED
    Since 2023-08-30

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

2754 E. Main Street, Springfield, OH 45503 • United States

475 Metro Place South Suite 430, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Third Capital Columbus OH 04/2009 07/2020
Parkland Securities, Llc Ann Arbor MI 08/2014 07/2020
Spc Ann Arbor MI 03/2017 07/2020
Gwn Securities, Inc. Palm Beach Gardens FL 07/2020 08/2023
J.W. Cole Financial, Inc. Tampa FL 08/2023 Present
J.W. Cole Advisors, Inc. Tampa FL 08/2023 Present
  • 04/2009 → 07/2020
    West Third Capital
    Columbus, OH
  • 08/2014 → 07/2020
    Parkland Securities, Llc
    Ann Arbor, MI
  • 03/2017 → 07/2020
    Ann Arbor, MI
  • 07/2020 → 08/2023
    Palm Beach Gardens, FL
  • 08/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2020-07-19 → 2023-08-30
    Columbus, OH
    Springfield, OH
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Columbus, OH
  • 2017-03-21 → 2020-07-17
    Springfield, OH
    Ann Arbor, MI
Other Businesses

(1) Pickarski Financial Group; DBA; Investment Related; 2754 E. Main St, Springfield, OH 45503; Owner; Sale of fixed insurance and annuities; Start 2/1/11; 150 hrs.mo./, 120 hrs./mo . (2) MPKD, Inc; Non-Investment Related; 2754 E. Main Street; Springfield, OH 45503; Owner/CEO; Tax, accounting & Payroll for business and individuals; Start date 8/15/2017; 80 hrs./mo., 50 hrs./mo. (3) Resource USA, Inc.; Non investment related; 5800 Chantry Drive, Ste E, Columbus, OH 43232; CEO/Owner; Commercial screen printing and apparel decoration; Start 8/1/21; 40 hrs./mo., 15 hrs./mo. (4) Teaching; Not investment related; Clark State and Columbus State. Springfield and Columbus, OH; Teacher/Adjunct Professor; Teach personal finance & Real Estate finance; Start 8/1/16; 10 hrs./mo., 2 hrs. during trading. (5) Officiating; Not investment related; Official; Officiate High School & College Lacrosse and Football; Start 9/1/98; 20 hrs./mo., 0 during trading hours. (6) Springfield National Football Foundation; Not investment related; President; National football & college hall of fame local chapter; Start 8/1/2017; 2 hr./mo., 0 during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-10-08
  • S63 Uniform Securities Agent State Law Examination
    2014-10-08
Other Names
  • Mike Pickarski

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