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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-10-13 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
225 Ne Mizner Blvd, Suite 675, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2016 | 06/2020 |
| Northwestern Mutual Investment Services Llc | Washington | DC | 05/2016 | 06/2020 |
| The Leaders Group Inc | Littleton | CO | 10/2020 | Present |
| Vanbridge Llc | Boca Raton | FL | 06/2020 | Present |
1.) Vanbridge, an EPIC company - 6/24/2020 - 225 NE Mizner Way, Suite 675, Boca Raton, FL 33432 - Senior Vice President, Direct of executive benefits, Not Invt Rel, Insurance consulting, 300 hrs/mo; 120 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 10/13/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) EPICVanbridge, LLC - 6/24/2020 - 225 NE Mizner Blvd, Suite 675, Boca Raton, FL 33432 - Registered Representative/Investment Advisor, Sales and consulting - variable products, Invt Rel, Sales of variable products/insurance consulting, 80 hrs/mo; 80hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-10 |
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