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Scott Mitchell Frey

Planful Finance LLC

Lake Oswego, OR

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Current Employers
Planful Finance Llc

525 3Rd Street Suite 200, Lake Oswego, OR 97034 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
OR RA APPROVED 2024-11-12
NY RA APPROVED 2024-06-24
WA RA APPROVED 2023-07-12
TX RA APPROVED_RES 2022-09-15
  • CA RA
    APPROVED
    Since 2024-11-12
  • OR RA
    APPROVED
    Since 2024-11-12
  • NY RA
    APPROVED
    Since 2024-06-24
  • WA RA
    APPROVED
    Since 2023-07-12
  • TX RA
    APPROVED_RES
    Since 2022-09-15

Branch Locations

525 3Rd Street Suite 200, Lake Oswego, OR 97034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skyline Financial Northwest Portland OR 08/2012 01/2023
Planful Finance Llc Lake Oswego OR 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-28
  • S65 Uniform Investment Adviser Law Examination
    2012-08-28
Designations

View on SEC IAPD

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Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

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