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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-14
  • MN RA
    APPROVED
    Since 2014-02-14

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Jordan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2013 03/2020
Ameriprise Financial Services, Llc Wellesley MA 03/2020 Present
Other Businesses

Outside Employment; Array Services, LLC; I am being paid through the LLC for the work that I do at Ameriprise.; Manage advisory business; 36 Washington St, Ste 140, Wellesley, MA, 02481; Investment-Related; 02/12/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-14
  • S66 Uniform Combined State Law Examination
    2014-02-14

View on SEC IAPD

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