Kathleen Murphy

Employer firm

Capital Analysts CRD 162200

$8.77B regulatory AUM 57 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-01-09
NH	RA	APPROVED	2024-01-02

MA RA
APPROVED

Since 2024-01-09
NH RA
APPROVED

Since 2024-01-02

Branch Locations

Amherst, MA • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2024-01-02

NH RA
APPROVED

Since 2024-01-02

Branch Locations

Roxbury, NH • United States

20 Gatehouse Road, Amherst, MA 01002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc	Nashua	NH	06/2014	08/2023
Agia	Houston	TX	12/2022	08/2023
Gwn Securities, Inc	Palm Beach Gardens	FL	08/2023	12/2023
Lincoln Investment	Fort Washington	PA	01/2024	Present
Capital Analysts	Fort Washington	PA	01/2024	Present

06/2014 → 08/2023

Valic Financial Advisors, Inc

Nashua, NH
12/2022 → 08/2023

Agia

Houston, TX
08/2023 → 12/2023

Gwn Securities, Inc

Palm Beach Gardens, FL
01/2024 → Present

Lincoln Investment

Fort Washington, PA
01/2024 → Present

Capital Analysts

Fort Washington, PA

Previous Registrations

2023-08-16 → 2024-01-02

Gwn Securities Inc.

Roxbury, NH

Palm Beach Gardens, FL

Palm Beach Gardens, FL
2014-07-02 → 2023-09-12

Valic Financial Advisors, Inc.

Burlington, MA
2013-06-10 → 2014-01-30

Charles Schwab & Co., Inc.

Nashua, NH
2012-05-22 → 2013-05-31

Edward Jones

St Louis, MO

Keene, NH

Other Businesses

SELF - LANDLORD POSITION: Landlord for short and long term rentals NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2021 ADDRESS: 266 Branch Road, Roxbury NH 03431, United States DESCRIPTION: Collect rent, maintain listings, arrange cleanings and maintenance SHORT TERM RENTALS POSITION: Owner, landlord NATURE: Real Estate - Short Term Rentals INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 262 Branch Road, Roxbury NH 03431, United States DESCRIPTION: Rental income for short term stays paid on a night/weekly basis LIVICTUS FINANCIAL SERVICES POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/02/2024 ADDRESS: 20 Gatehouse Road, Amherst MA 01004, United States DESCRIPTION: Fixed annuity, life, health, disability and LTC sales made through business relationships held as GA (outside of Lincoln) MURPHY FINANCIAL LLC POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 08/13/2023 ADDRESS: 20 Gatehouse Road, Amherst MA 01002, United States DESCRIPTION: Conduct financial services business. DBA for Lincoln business. SAU 29 POSITION: Part time woodworking teacher in the high school NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/31/2025 ADDRESS: 193 Maple Ave, Keene NH 03431, United States DESCRIPTION: Teach woodworking to high school students Home and Pet Care - self Position: as needed care provider Nature: Home and Pet Care Investment Related: No Hours: 8 Securities Trading Hours: 4 Start Date: 11/21/2025 Address: 262 Branch Road Roxbury, NH 03431 Description: provide home and pet care/sitting services while owner is away