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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-03-11
TX RA APPROVED_RES 2021-03-11
  • KS RA
    APPROVED
    Since 2021-03-11
  • TX RA
    APPROVED_RES
    Since 2021-03-11

Branch Locations

8575 W 110Th St Ste 230, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Kansas City MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Kansas City MO 11/2016 03/2021
Wells Fargo Advisors Financial Network, Llc Overland Park KS 03/2021 Present
Previous Registrations
Other Businesses

13 STRIPES, LLC, NOT INVT RELATED, RICHMOND, MO, 100% OWNERSHIP, START 6/14/2014, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RETAIL STORE. FINANCIAL NETWORK, LLC, INVT RELATED, OLATHE, KS, 100% OWNERSHIP, START 3/15/2021, 176 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE. SAM'S LIQUOR STORE AND SMOKE SHOP LLC, NOT INV RELATED, 50% OWNERSHIP, START 8/30/2022, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, LIQUOR STORE. AVA'S PIZZERIA LLC; INV RELATED; OLATHE, KS; 75% OWNERSHIP; START 06/10/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-23
  • S66 Uniform Combined State Law Examination
    2000-08-23
Other Names
  • Darrin De Bok

View on SEC IAPD

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