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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-03-11 |
| TX | RA | APPROVED_RES | 2021-03-11 |
Branch Locations
8575 W 110Th St Ste 230, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Kansas City | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Kansas City | MO | 11/2016 | 03/2021 |
| Wells Fargo Advisors Financial Network, Llc | Overland Park | KS | 03/2021 | Present |
13 STRIPES, LLC, NOT INVT RELATED, RICHMOND, MO, 100% OWNERSHIP, START 6/14/2014, 10 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF RETAIL STORE. FINANCIAL NETWORK, LLC, INVT RELATED, OLATHE, KS, 100% OWNERSHIP, START 3/15/2021, 176 HRS PER MONTH, 160 HRS DURING TRADING, FINET PRACTICE. SAM'S LIQUOR STORE AND SMOKE SHOP LLC, NOT INV RELATED, 50% OWNERSHIP, START 8/30/2022, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, LIQUOR STORE. AVA'S PIZZERIA LLC; INV RELATED; OLATHE, KS; 75% OWNERSHIP; START 06/10/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-23 |
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