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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-20 |
| WI | RA | APPROVED | 2015-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eau Claire | WI | 01/2012 | Present |
| Bank Of America, N.A. | Eau Claire | WI | 09/2015 | Present |
I*107490 For profit or not for profit: Non-Profit Organization Name of outside business organization: Old Abe Football Club Investment related: N Address of business: Eau Claire, Wisconsin 54701 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 5/1/2017 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Old Abe Football Club is a non-profit organization that's goal is to help offset costs for the families and athletes wanting to play football at Eau Claire Memorial High School. My role is marketing support to help promote the organization I*107492 For profit or not for profit: Non-Profit Organization Name of outside business organization: Chippewa Valley Council Boy Scouts of America Investment related: N Address of business: Eau Claire, Wisconsin 54701 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 7/27/2017 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I help organize and event that fundraises for the Boy Scouts in the Chippewa Valley area. The event takes place in October.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-02 |
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