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Inactive

Matthew Lee Bacon

Mai Capital Management, LLC

Gaithersburg, MD

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-12
MD RA APPROVED 2025-01-21
TX RA APPROVED 2024-12-16
  • LA RA
    APPROVED
    Since 2025-09-12
  • MD RA
    APPROVED
    Since 2025-01-21
  • TX RA
    APPROVED
    Since 2024-12-16

Branch Locations

18 East Diamond Ave, Gaithersburg, MD 20877 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, L.P. San Diego CA 07/2016 02/2019
University Federal Credit Union Austin TX 07/2016 02/2019
Carmichael Hill & Associates, Inc Gaithersburg MD 06/2019 Present
Unemployed Austin TX 03/2019 05/2019
  • 07/2016 → 02/2019
    Cuso Financial Services, L.P.
    San Diego, CA
  • 07/2016 → 02/2019
    University Federal Credit Union
    Austin, TX
  • 06/2019 → Present
    Carmichael Hill & Associates, Inc
    Gaithersburg, MD
  • 03/2019 → 05/2019
    Unemployed
    Austin, TX
Previous Registrations
  • 2019-06-03 → 2024-12-12
    Carmichael Hill & Associates Inc
    Gaithersburg, MD
  • 2016-07-11 → 2019-02-25
    Cuso Financial Services, L.P.
    Austin, TX
    Austin, TX
    Austin, TX
  • 2015-01-02 → 2016-07-22
    Msi Financial Services, Inc.
    Austin, TX
  • 2012-05-10 → 2015-01-02
    New England Securities
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-19
  • S66 Uniform Combined State Law Examination
    2012-03-19
Designations
Other Names
  • Matt Bacon
  • Matthew L. Bacon
  • Matt Lee Bacon

View on SEC IAPD

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Other Offices

SHERMAN WEALTH MANAGEMENT LLC · GAITHERSBURG, MD
PRIVATE CLIENT SERVICES, LLC · Gaithersburg, MD
COMMONWEALTH FINANCIAL NETWORK · Gaithersburg, MD
PFS INVESTMENTS INC. · GAITHERSBURG, MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · GAITHERSBURG, MD
CHARLES SCHWAB & CO., INC. · Gaithersburg, MD
WELLS FARGO CLEARING SERVICES, LLC · GAITHERSBURG, MD
PLANVEST FINANCIAL, INC. · GAITHERSBURG, MD

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